Sr. Auditor, Global Compliance

About the position In this position you will be responsible for supporting completion of the Internal Audit Plan, assisting the execution of audits in regulatory compliance focused areas, specifically consumer protection. Execute audit assignments with the emphasis on the Compliance business, draft audit issues for review by audit management, facilitate issue tracking and validate closure of issues; Utilize internal audit best practice tools and processes to evaluate Compliance with all applicable laws, regulations and enterprise standards globally; Completing all work assigned on a timely basis, including ad hoc projects and special investigations; Evaluate test results: accurately identify symptoms, root cause, problems, and identify alternative controls; Pro-actively develop and maintain professional working relationships with colleagues, the business, and respective support areas and working in an integrated manner with fellow team members both locally and globally; Effectively communicate the results of audit work; Capable of operating in a fast pace, diverse and matrixed environment while managing multiple assignments; Detail oriented and capable of clearly and concisely documenting work papers, issue statements, and audit reports. Developing and maintaining broad risk & controls experience; Keeping current on business/industry changes and their effect on the business, audit plan/approach and risk assessments. Responsibilities • Execute audit assignments with emphasis on the Compliance business. • Draft audit issues for review by audit management. • Facilitate issue tracking and validate closure of issues. • Utilize internal audit best practice tools and processes to evaluate Compliance with applicable laws and regulations. • Complete all work assigned on a timely basis, including ad hoc projects and special investigations. • Evaluate test results and identify symptoms, root causes, and problems. • Develop and maintain professional working relationships with colleagues and the business. • Effectively communicate the results of audit work. • Document work papers, issue statements, and audit reports clearly and concisely. Requirements • Minimum of 4+ years of External Audit, Internal Audit or Regulatory experience. • Industry experience from a recognized credit institution. • Experience within a large and high growth company providing financial products and services. • Big 4 public accounting experience is acceptable. • Proven experience in evaluating internal controls or compliance programs. • Working experience with regulatory bodies is recommended. Nice-to-haves • Detail-oriented, deadline driven, self-directed and organized individual. • Excellent written and verbal communications skills. • Fluent in English; knowledge of any other language is a plus. • Proven ability to excel in a multi-tasking environment. • Analytical & problem solving skills. • Experience working in a regulated environment preferred. • CAMS, CRCM or CIA preferred. • Innovative mindset and ability to develop ideas seeking ways to add value. Benefits • Flexible work environment. • Employee shares options. • Health and life insurance. • Annual performance bonus. • Equity compensation. Apply tot his job Apply To this Job