Analyst, Consumer Compliance, Monitoring & Oversight
Job Description:
• Assist in review and approval of marketing and sales materials.
• Assist business units and fintech partners in the development of advertising and promotional materials.
• Assist in the development of compliance policies and procedures.
• Assist in the development and delivery of marketing and sales practice training.
• Coordinate with other compliance teams to ensure a consistent approach to compliance issues.
• Prepare deliverables and provide support for regulatory exams and internal audits.
• Review marketing findings in a timely manner to determine issues.
Requirements:
• 3+ years’ compliance experience in a financial institution or consulting firm.
• Experience providing compliance oversight of marketing and sales activities.
• Knowledge of and experience with the laws and regulations related to bank marketing.
• Proven track record showing ability to maintain high attention to detail.
• 1+ years’ experience in training, deploying and monitoring AI in compliance reviews.
• Strong communication skills and ability to interact effectively as a member of a cross-functional team.
Benefits:
• Health insurance
• Retirement plans
• Paid time off
• Flexible work arrangements
• Professional development
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